Exam Code: 3I0-003
Exam Name: ACI SETTLEMENTS CERTIFICATE
Certification Provider: ACI
Corresponding Certification: ACI-Financial Markets Association
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What is the duration, language, and format of ACI 3I0-003: ACI SETTLEMENTS CERTIFICATE Exam

  • Passing percentage: 75%
  • Questions: 40
  • Format: Multiple choice
  • Duration of Exam: 60 minutes
  • Validity: 1 year
  • Language of Exam: English

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ACI 3I0-003 Exam Syllabus Topics:

SectionObjectives
Treasury Systems and Data Management- Systems and reference data
  • 1. Treasury communication systems
  • 2. Standard Settlement Instructions (SSI)
  • 3. Customer data management
  • 4. Static data management
Deal Capture and Confirmations- Trade processing
  • 1. Confirmations and matching procedures
  • 2. SWIFT message usage
  • 3. Deal capture and trade entry
  • 4. Trade validation
Settlement, Netting and Clearing- Settlement processes
  • 1. Continuous Linked Settlement (CLS)
  • 2. Domestic and international payment systems
  • 3. Netting mechanisms
  • 4. Delivery versus Payment (DvP)
  • 5. Correspondent banking and Nostro/Vostro accounts
Reconciliations and Investigations- Operational controls
  • 1. Exception investigation
  • 2. Resolution of outstanding items
  • 3. Account reconciliation
Risk Management, Controls and Documentation- Operational risk and compliance
  • 1. Business continuity and disaster recovery
  • 2. Settlement and delivery risk
  • 3. Documentation and industry best practices
  • 4. Internal controls and segregation of duties
Financial Instruments and Settlement Processes- Core products
  • 1. Short-term bonds and notes
  • 2. Derivatives
  • 3. Money market instruments
  • 4. Foreign exchange instruments
Financial Markets and Treasury Operations- Overview of financial markets
  • 1. Front-to-end transaction lifecycle
  • 2. Front, middle and back office functions
  • 3. Roles of market participants

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